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American Council of Learned Societies
Occasional Paper No. 2
PERPLEXING DREAMS:
Is There a Core Tradition in the Humanities?
by
Roger Shattuck
The eighth chapter of Life on the Mississippi
reads like a parable on education. Mark Twain gave it a cleverly appropriate
title, Perplexing Dreams. Urged on by Mr. Bixby, an experienced river
boat pilot, the narrator and cub pilot has managed to pack my head
full of islands, towns, bars, points, and bends. One day when the
boy has learned most of the names, Mr. Bixby turns on him.
What is the shape of Walnut Bend?
He might as well have asked me my grandmothers opinion of protoplasm.
By and by he said,
My boy, youve got to know the shape of the river perfectly.
It is all there is left to steer by on a very dark night....You
learn it with such absolute certainty that you can always steer
by the shape thats in your head, and never mind the one thats
before your eyes.
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With no time to adjust to his new task, the cub pilot learns a further
factor: that the rivers shape keeps changing.
Two things seemed pretty apparent to me. One was, that in order
to be a pilot a man had got to learn more than any one man ought
to be allowed to know; and the other was, that he must learn it
all over again in a different way every twenty-four hours.
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How much comment belongs here? The classroom teacher might have a hard
time with this secular American version of Pilgrims Progress.
How far need a teacher go to pick out the name writ large over the whole
book: The River of Life? Mark Twain is content to keep the reader laughing
at Twains bedraggled self as a boy. For us here at this early morning
meeting to cogitate about cores and traditions in the humanities, Mark
Twain has provided a vivid metaphor for education itself. To gain initiation
into the culture, you have to know the shape of things, not the names
only. We shall come back to Mr. Bixby in the wheelhouse sputtering at
his inept pupil.
All of us here are concerned with these cultural rites of passage not
only because we may be professional educators, but primarily because
we are citizens and parents. I envision the challenge that faces us
in education as a two-headed dragon demanding daily human sacrifice
to keep it placated and to prevent it from devouring the city. One awful
head stands for the tens of millions of young minds all over the country
waiting to receive nourishment, an almost sensible hunger for some form
of knowledge that will make life possible and worth living. The second
head rearing up with gaping jaws represents the other side of the same
situation. It symbolizes the nearly one thousand hours each student
and each teacher must spend in a classroom every year, time occupied
by the long battle between boredom and alertness.
These two insatiable mouths must be fed. You know as well as I the
enormous obstacles that stand in our way. For two centuries now, well
meaning and convinced educationalists have been telling us to allow
children to follow their natural proclivities. The great defender of
childhood as the period of natural freedom, Jean-Jacques Rousseau, invented
a term that should have opened our eyes long ago to his program. The
first education must be purely negative (Emile, Book II). He
means that we should withhold any systematic or formal education, including
reading, until the age of twelve. We have practiced negative education
so effectively that today many students are admitted to college still
unschooled and have to educate themselves six years too late, when their
memories are slowing down, their doubts increasing. Rousseau devised
negative education theory for a very special, highly tractable, and
imaginary pupil with a full-time tutor and other privileges. Carried
on by progressive schools, the misbegotten scheme of negative education
intersects another present dangernot a theory but a mood. For
thirty years we have been living through a series of searing national
traumas. Three major assassinations and the crises of Vietnam, Watergate,
and the Iran-Contra affair may have left us disenchanted with the still
fragile progress we have made toward true democracy and equal justice.
Is it worth trying to maintain a rigorous universal education in an
open, pluralistic society?
I shall not answer for others. Response must come primarily as a declaration
of personal faith in chosen ideals. What I can insist on is a principle
that operates as inexorably in a society as it does in physics. Nature
abhors a vacuum. If we do not provide adequate knowledge to fill
those hungry minds and empty schoolroom hours, something else will.
That something else may well be deadening and corruptingestrangement,
anomie, idle vandalism, drugs, crime, suicide. These things cannot be
said too often. In schools more than anywhere else, we can make an effort
to establish the principle of equal opportunity by leveling everyone
upward as far as possible. Family upbringing and college education quite
properly tend to increase inequalities. Free public schools constitute
our only major institution serving both all individuals and the national
interest.
Yet think for a moment. No authoritative document sets out what high
school students should know. Powerful legal suits challenge school boards
for doing their duty. Can we blame state boards of education for wobbling?
One readily available reference is the booklet, Academic Preparation
for College: What Students Need to Know and Be Able to Do, published
by the College Board (1983). In science and mathematics, the booklet
describes fairly well-defined content requirements. In the humanities
(English, the arts, and foreign languages) the emphasis falls entirely
on what I call empty skillsto read, to write, to analyze, to
describe, to evaluate. To what specifics or content are these skills
to be applied?
Silence. Not a single work of art or literature is mentioned. One could
surmise that basic academic competencies can be acquired by working
with any materials at all. Still, someone will decide on substance;
too often the buck is passed down to the individual teacher, who must
fill all rolesplanner, helper, taskmaster, and final judge. We
are here to reflect on the question, Is there a core tradition in the
humanities? Our answers should do something to help embattled teachers
trying to maintain standards and should help put substance back into
the humanitiesand do so for the majority of students, not exclusively
for the college-bound who read the College Board booklet.
The core of the humanities, as I envision it, is shaped less like the
proverbial onion than like a simplified orange with three large sections
or segments fitted closely together. My analysis leans inevitably toward
a definition of culture, a term we have had in English in its general
sense for barely a hundred years.
- Official rituals and ceremonies and celebrations; monuments like
the Statue of Liberty; the flag; the national anthem; the pledge of
allegiance. These elements are mostly associated with some form of
public enactment.
- A loose, shared store of stories (legendary and historic); folklore
(including proverbs); ideas and concepts; historical and presumed
facts. This common knowledge may remain unwritten and orally transmitted.
- A collection of concrete, lasting works (images, buildings, music,
writings in poetry and prose) considered significant or revealed or
great or beautiful.
All I ask of this schematic division is to help us deal with questions
of content in education. Segment two, the common fund of lore and knowledge,
corresponds to all the names cub pilot Mark Twain learnedand did
well to learnin order to begin to know the river. Segment three,
the lasting works and particularly books used in schools, provide Mr.
Bixbys shape of the rivernever beheld all at once, endlessly
changing, yet a shape held in the mind to refer to under the most difficult
conditions. Reading is the principal activity that allows us to move
between these two segments, a kind of two-way membrane or circuitry
that makes the connections between an amorphous mass of materials and
a collection of recognized forms. Reading gains pertinence when it mediates
between our available cultural knowledge and another realm loosely called
literature.
Schools are concerned with all three segments of the humanistic orange.
Fortunately I am not going to have to talk about the whole fruit. Recently
my colleague E. D. Hirsch at the University of Virginia published a
book called Cultural Literacy. This intelligent synthesis of
history of education, developmental psychology, and recent research
on perception, memory, and reading eloquently reaffirms the principles
of universal education in a democratic society. He diagnoses our national
illness as a condition based on misguided educational theory after Rousseau
and on a faulty conception of pluralism that dismisses a common culture.
What Hirsch establishes persuasively is a truism we shouldnt have to
be shown again.
But we do. Unless you know enoughenough facts and names and ideasyou
cannot read. Decoding words and sentences will not produce meaning unless
the reader knows the variety of items to which the passage refers. Then
Hirsch has the imagination and the courage to go a step further. He
answers the sassy question that may follow: So whos to decide what
every American needs to know? He takes the dare himself. In 60 pages
and about 5,000 entries he and two collaborators list the items you
probably have to be able to recognize and identify in order to read
and understand a newspaper.
Of course, such a list makes addictive reading, something between a
quiz program and a collective psychoanalysis. Any citizen, reasonable
or bigoted, can find fault with the entries. Most directly and importantly
the list represents a challenge to all the rest of us educators who
have evaded the task of defining what we expect students to know. Hirschs
book is a wonderful reciprocating engine: in order to read, you have
to know a lot about the world as our culture conceives it; in order
to acquire that knowledge, you have to read writing that will expand
your mind. Here, to help in that process, is the best existing approximation
of what you have to know and what our schools should aim to teach as
a minimum. A list wont do the job; a list will help set the sights.
If we put our minds to it, many more citizens could really read. No
utopia here, rather a concise and exciting contribution.
Hirsch calls his list the extensive curriculum, by which he
means the basics of generally held information. Such basics will make
available to everyone who masters them the elements of the culture through
which we communicate with one another, particularly in writing. He hopes
and I hope that more of these basics can be conveyed to students by
revising our readers, by modifying our current approach to reading as
a mere skill, and by making sure that all students, not just those from
middle-class homes, learn the facts and ideas essential to understanding
prose on the level of newspapers. Hirsch does not address except in
passing the matter of the intensive curriculumwhat specific
books Johnny and Jenny should read in order to learn and apply these
enhanced reading abilities of full literacy. Hirsch is perfectly right
to proceed one step at a time. He already has an undeclared war on his
hands with what I shall callnaturallyvested educational
interests. Still, someone will have to talk and finally decide about
the intensive curriculum; we shall talk about it here and now.
Hirsch, then, to my great satisfaction and with my vigorous support,
has demonstrated the crucial role of section two in my three-section
humanities orange. He has picked up the challenge of collecting what
Mark Twain refers to as the names of the places and features along the
river. You have to know them in order to talk with others about the
river. As the cub pilot soon learned, however, the names do not give
you the rivers shape. That shape, elusive, mysterious, frequently changing
in detail, belongs to section three, around which I wish to build the
centerpiece of my sermon.
Any discussion of a humanistic core, of how to recognize a classic
or a masterpiece, of what makes up a canon, rests on three tacit presuppositions.
Perhaps there are more. We assume a profound continuity in human life;
to track and to measure that continuity we turn first of all to the
immense palace-archive of history, which sits at the heart of the humanities.
We expect to find continuity both in the macro realm of culturemores,
institutions, artifactsand in the micro realm of human character,
of human nature.
Here, I can do no better than produce two of my favorite quotations.
Ortega y Gasset saw very deep. Man has no nature. What he has is history.
Emerson had passed that way earlier and left his unmistakable markings.
Properly speaking, there is no such thing as history. There is only
biography. Whatever its precise formhistory, biography, literature,
the artsa belief in the continuity of the human over many millennia
lies behind any discussion of a tradition in the humanities.
Second, within that continuity of perception and imagination we have
developed a limited number of versions of human greatness. These idealswarriors,
saints, martyrs, explorers, prophets, chiefs, sages, artistsprovide
several scales of human eminence, qualities to admire and perhaps to
emulate. I cannot think of a culture, I cannot imagine a culture, without
its accepted versions of greatness.
Third, human beings long ago came to believe that continuity and greatness
are effectively conveyed and celebrated in lasting artifacts or masterworks.
Greek theater, Medieval stained glass windows, modern Islamic festivals
for reciting The Quran serve the purpose of broadcasting cultural
traditions to a large audience. As that cultural function has become
increasingly concentrated for developed societies in organized public
schools, school systems have universally found that the most practical
and economic instrument of acculturation is the printed book. No other
teaching aid even begins to rival it. The world has three great faiths
that speak of themselves as the religions of the book. In its schools
at least, the United States remains, and should remain for the foreseeable
future, a culture of the book.
These presuppositionshuman continuity, greatness, and recognition
of them in masterworksoften remain undiscussed. Yet they belong
to my definition of the humanitiesindeed to my deepest sense of
humanity. I shall proceed to how, as a teacher of a course in masterworks
of Western literature since 1650, I deal with the task of selecting
books out of the vast number put forward by tradition and by available
anthologies. A classic that stands up through years of teaching will
display a series of what I used to see as polarities. I now consider
them to be complementaries. A classic will make its historical moment
vivid and important; it will also have other features that make it remain
contemporary. In other words, it is at the same time a period piece
and forever young. In my course I would cite Molière to illustrate
the point; Shakespeare does so even better.
A masterwork displays aspects that allow us to perceive in it a strong
element of simplicity and clarity. It also awes us by the mystery and
complexity it contains. We may well find it both reassuring and scary.
Tolstoys The Death of Ivan Ilyich will serve as an example.
A masterwork will create the sense of confronting concrete, individual
situations and characters, which at the same time reach toward the domain
of the general, the universal. In her best poems, Emily Dickinsons
literary persona becomes a very concrete universal.
My three presuppositions and my rules of thumb for recognizing masterworks
bring me to a far more important point about a core tradition in the
humanities. A meeting such as the present one would never have occurred
in Europe before the 18th century, nor would it occur in most Islamic
countries today. For those societies, the core has been revealed from
on high and creates a center around which most aspects of life find
an appointed place. For us, perhaps because some of us have lost our
faith, certainly because of our hard won wall of separation
between church and state in public schools, the core cannot be presented
as revealed. I would go so far as to say that in this open, pluralist
society, the core is not even given. We have traditions and institutions
and conventions. But they must answer to many pressures, political and
commercial and religious. It seems more accurate to say that the past
constantly offers a core tradition in the humanities, an offer
each of us plays some role in refusing or accepting. Can one say that
each generation comes to a decision about these traditions? But what
is a generation? School principals and school boards and college professors
wrestle with these decisions in terms of curriculum and requirements.
As long as the people involved are acting on the basis of actual reading
on their part and careful reflection about cultural literacy and the
shape of the river, these debates can be exciting and fruitful. The
intensive curriculum of books read in class should not be
handed down from on high by a Minister of Education to all schools in
the nation, as happens in most parts of the world for reasons of national
unity. There are less implacable ways of establishing a core, especially
for a system like ours that must incorporate into its curriculum such
essentials as healthy skepticism, verification of asserted facts, scrutiny
of logical argument, minority views, and critical thinking.
Teachers and professors all over the country should be spurring one
another on to select the knowledge students need most in order to face
a citizens responsibilitiesnot just empty skillsand the
books they should not leave school without having read. Choices will
vary; a few brash committees will seek consensus. The federal government
may wish to favor selected programs. States may decide to establish
lists of works from which school districts may choose. Publishers will
play a major, yet unpredictable, role. Blue-ribbon panels may make useful
recommendations.
All this swirl of seeking and dissent will contribute to the improvement
of education at all levels as long as one principle stands. Even in
our pluralistic society the humanities have a core the way the river
has a shape. The very process of discovering and gradually modifying
that shape lends meaning and excitement to the intellectual life of
a community. The most stimulating discussions I have had with my colleagues
have dealt with specific content of curriculum change and how to define
the knowledge we would require of all students and why. The answers
may not satisfy everyone, but without those questions seriously pressed
we resign ourselves to an invasion of empty skills and a confusing dispersion
of minds. The Greeks, of course, already had a word for this state of
things in which one learns primarily from the search, from the debate
itself. A heuristic exchange of this kind will help us prevent education
from becoming empty, the way it tends to be now, or rigid, the way some
would like to see it. Established lists and recently published surveys
demonstrate that a good deal of agreement already exists among educated
citizens about the shape of our river. My own informal soundings on
this subject over the past twenty years tell me that even a randomly
picked group of intelligent and educated people will agree on a handful
of books that everyone should read at some point, in some form. Then
the going becomes very slow. Mark Twain seems to point at these dilemmas
with his title, Perplexing Dreams.
It is time for a few specifics. If we are going to pick school books
not entirely by reading level and word frequency, but by culturally
useful content and effective writing, then the whole category of biography
and autobiography falls beautifully into place. One of the most eloquently
written and humanly valuable personal accounts available to us already
fills many classroom shelves. Helen Kellers The Story of My Life
makes the essential revelation that what we too easily think of as a
given, the very condition of being human, is not given but learned.
Deprived of the two senses we rely on most, living by touch alone, this
magnificent woman can help us learn courage and imagination and appreciation
of the simplest acts of living. Every detail provokes reflection. Only
late in her childhood under a teacher of genius did Keller learn not
to register on her face, as though through a window or on a screen,
all her inner feelings. She discovered how to write fine English without
ever hearing the language.
Another modern autobiography has been almost entirely forgotten by
school programs. After a colorful early life as barnstormer, army pilot,
and mail carrier, Charles Lindbergh helped design the single-engine,
high-wing, almost windowless monoplane in which he had to fight sleep
for hours and navigate alone and without radio from New Jersey to Paris.
The book he wrote himself the same year, at age twenty-five, about his
youth and that historic flight, rivals Plutarch in its depiction of
small qualities of character that add up to greatness.
Allow me to pick another example perhaps too close to home. I would
like to think that in a book for high schools it took me five years
to write, The Forbidden Experiment, I learned something from
Keller and Lindbergh. For the story of the Wild Boy of Aveyronnot
necessarily in my versiondeserves its place, in my estimate, among
these stories and in the core we are seeking and constituting.
I am not going to propose an exhaustive list for a core curriculum
or even a short list. Rather, I advocate the heuristic goal of arguing
over and drawing up such lists without neglecting modest candidates
like Sherlock Holmes, folktales and fairy tales, the great religious
works of the Greeks, the Jews, and the Christians, along with biography
and autobiography.
Two prickly problems raise their heads immediately before we even begin
to outline a core. First the question of timing. Is there an optimum
moment to read Hamlet? When should we read Huckleberry Finn?
The Republic? Candide? Should there be a national agreement on which
works will be kept for college students? Which could be read in primary
schoolperhaps in a simplified version? And there is the second problem
already. Should we tolerate or even encourage the rewriting and adaptation
of significant works in the humanities? Don Quixote? War and Peace
for the schools? I once read and remembered large parts of Moby Dick
in such a version. There is no categorical answer to any of these questions.
My own experience tells me that skillful editorial work or even a complete
retelling (like the Lambs Tales from Shakespeare) can serve
a valuable function in schools and in homes. But edited and truncated
versions must be prepared with enormous skill and devotion.
Everything I have said up to now will come to nothing unless we adopt
in our schools and maintain in colleges a coherent set of examinations
on the subjects taught, on the content of books read. I shall have to
summarize here an argument I set out at greater length in another place
(Helping Teachers Do What They Cannot Do Alone, The Virginia Assembly,
Institute of Government, University of Virginia, 1984). Our present
high school diplomas certify very littlemostly perseverance. Probably
on a voluntary basis to start, our high schools should offer a state
diploma based on a defined curriculum and on examinations in five basic
subjects (English, history and geography, mathematics, science, foreign
language). The New York State Regents examinations and the International
Baccalaureate program adopted by a number of public high schools, demonstrate
the feasibility of such a scheme.
Objections will come tumbling out from all sides. Standardized examinations
lead to teaching to the test. Some teachers will feel that their autonomy
is being invaded. But the advantages outweigh the criticisms, I believe.
Only outside examinations will establish anything resembling quality
control. Grades given by classroom teachers make an unreliable guide
to what their students have learned. State certification based on examinations
will give genuine integrity to the high school diploma, help employers
choose workers, and begin to break the pro-higher education prejudice,
which implies that in order to be adequately educated you have to go
to college. The reinstitution of meaningful, earned high school diplomas
will help every aspect of our society. Furthermore, classroom teachers
could benefit enormously from the coach-helper relationship that obtains
in athletics and dramatics. An outside examination provides a kind of
performance in preparation for which everyone can work together without
the adversary relation that may set in between a student and teacher
who awards the final grade.
I began by comparing the core tradition in the humanities to the shape
of Mark Twains elusive and shifting Mississippi. I shall close with
a second analogy. It reveals another aspect of our cultural survival.
Almost immediately after fertilization, the human embryo sets aside
a few cells that are sheltered from the rest of the organism and from
the environment. These cells retain a special ability to divide by meiosis
into haploid cells needed for sexual reproduction. Our gonads represent
the most stable element in the body and are usually able to pass on
unchanged to the next generation the genetic material we were born with.
Except for radiation and a few diseases, the life we live does not affect
our gonads. They guard the status quo; they change very slowly by mutation
(usually rejected) or by other processes we do not understand.
A core tradition in the humanities, the three aspects of it that we
expect schools to convey to all our children, operates on the essentially
conservative principle of gonads. A dynamic culture needs a steady center.
After we have been to school, we may decide to test the center or challenge
it or revise it in the give and take of democratic process. First, we
should know where the center lies. It is not idealism, but deep skepticism
about meliorism and about the witless inflation of our needs and desires
that leads me to this analogy. Unless we teach in our schools a fairly
steady sense of our humanistic traditions, of what has been called our
civil religion, I envision a run-away culture seeking all extremes at
once.
Copyright © 1987 Roger Shattuck
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