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American Council of Learned Societies Occasional Paper No. 40
The Transformation of Humanistic Studies in the Twenty-first Century: Opportunities and Perils
Copyright © 1997, Thomas Bender
Locality and Worldliness
Thomas Bender
Dean for Humanities, New York University
In these remarks on this perhaps impossible topic, I plan to make
two moves that may seem counterintuitive. First, to speak about the future,
I will turn to the past. Second, at a time of globalization and universal
and instantaneous communication with the Internet, I will emphasize
the importance of thinking about academe in local terms.
Since we soon mark a millennium as well as a century, I will
address the future of academe in these two contexts. As we approach the
new millennium, we are only about two hundred years from the millennium
of the European university, as well. In the West, only the Roman
Catholic Church has a longer continuous institutional history. And like the
Catholic Church, the university has made a virtue out of its conservatism.
However frustrating such conservatism may be, one can argue that
it sustained the university in hard times, and ensured the preservation
of bodies of knowledge that later supported revitalizations. I refer
especially to the early modern period, when urban universities drew upon
the stimulus of vital city cultures in Edinburgh, Leiden, and Geneva to
reform themselves. This earlier renovation of higher learning gives me
confidence: perhaps there is a self-correcting mechanism in the university's relation
to society, provided that the university is willing to engage its
social surrounding.
This point is enforced by the example of the past century in the
United States. The nineteenth century college, as Francis Wayland, then
president of Brown, observed in the 1850s, had a producta tired
classical curriculumthat no one wished to
buy.1 It shared little of the dynamism of an America in transformation; Columbia College and New
York University, both situated in burgeoning modern New York, had no
more than one hundred students between them.
The dynamic society of the times invited engagement, but the
college curriculum was trapped in formalism. A few years later, however,
a generation of ambitious academics rethought higher education.
Beginning with the founding of Johns Hopkins in 1876, or perhaps even with
the selection of Charles W. Eliot as president of Harvard in 1869, there was
a transformationRichard Hofstadter called it a "revolution"in
American higher education.2
The university's relation to society was renegotiated. It looked to
new opportunities and assumed new responsibilities. The curriculum
was modernized, and enrollments grew at a rate matched only by the
increases of the past two decades. Novel institutional forms were devised, and
new disciplines invented. In some ways, the founding of the
American Economic Association in 1885 symbolizes the aspiration of these
young academics committed to new disciplines. The academic culture we
today know was invented then.
I have a strong sense that we are at a similar moment, but the
conditions of societyand our relation to itare quite different. If the perspective
of a millennium draws our attention to continuity, the perspective of a
century emphasizes the spirit of invention and the historical contingency of
the current academic culture. Were we as bold as our predecessors,
David Damrosch has recently observed, we might re-imagine the
university.3 Some of the disciplines invented a century ago may have exhausted
their original charters, and we should be prepared to examine that issue.
We might rethink both the form and content of our academic culture,
asking of each discipline not whether it is "advancing," but whether it helps us
to describe and evaluate the world in which we live. I do not claim to be
able to answer these questions, but I do know we cannot continue to
dodge them.
The history of the past fifty years, at least as I read it, leaves us in
a paradoxical situation. The American university has dramatically
expanded and diversified its faculty and student body, while raising quality to a
world standard. For all of its success, however, the university has fewer
friends than it had in the immediate postwar years. A second paradox:
the university is perceived as both central to our society and an alien
presence. During the course of this half-century, academic culture has been
allowed to cultivate itself in isolation. The culture of the academy has
become removed from the concerns we share with others in our "life worlds,"
to borrow a phrase from Jürgen
Habermas.4
The university should not, of course, too easily accommodate itself
to society. A certain friction is to be expected because of its commitment
to the critical spirit. But I fear conflict less than I do irrelevance and
isolation motivated by fear of conflict.
What is the point of contact between academe and
contemporary society? What is the social location of academe? Beginning in France
and Germany during the Napoleonic Wars, but especially after the
Franco-Prussian War in Europe and the Civil War in the United States,
academic culture became involved in the work of state-making. The United
States, no less than Bismarck's Germany or Third Republic France, was
creating a national society and a national culture. Scientific research and
technical training represented major academic contributions to the making
of modern nations. But the humanities played a role, too. They
were supported by the nation, through state mechanisms in Europe and
through philanthropy in the United States. In return, they were asked to create
and sustain a national culture.
The modern humanities disciplines were born in alliance with
the nation-state as cultivators of national culture and custodians of
national history.5 Humanists were not necessarily apologists of the state. Often,
in fact, they were highly critical. Historians often prized their access to
original documents in the state archives precisely because it gave them a
critical position in society. Charles Beard's reliance on Treasury records to
de-sacralize the Constitution is a particularly powerful
example.6 Still, such criticism often re-enforced disciplinary nationalism. The humanities
disciplines at once sustained the national culture and depended upon it for
a role in public life.
As the autonomy, even the conceptual clarity, of the nation-state
and national culture today become more problematic, the humanities
disciplines are losing a platform, a justification, that has served them for
more than a century. Recent scholarly developments focusing on subgroups
in society and on comparative and global perspectives further weaken
the historic association of humanists and the nation. I do not necessarily
lament these changes; I am not a nostalgic nationalist. But the ground is
shifting beneath us, and we are not paying sufficient attention. I
welcome redefinition, but I am uncomfortable with complacent inattention.
We must rethink our relation to the nation and other social units.
Our late-nineteenth century predecessors established their relation to society
at the national level and developed national disciplines and, eventually,
a national system of higher learning. We need to interrogate that
model. Those who predict that the nation is about to disappear are clearly
wrong, but the global and the local have significantly gained on the national.
We must address this fact. The context for humanistic scholarship in the
next century will be at once local, national,
and global. The humanities will make their connection to society at the local level, but this local focus will
be inherently cosmopolitan, made so in part by the movement of
peoples and ideas on a global scale.
Emerson once referred to the "double consciousness" of the
scholar, who lives at once in the world of ideas that transcend time and place,
and also in a family and a locality, sharing the same concerns with
neighbors from all walks of life.7 Much later, John Dewey, who seems to
have understood this point, sought to bring these two levels of
consciousness into active relation with each other to stimulate the mind and to
promote the improvement of society. Although he never developed this notion
fully, he proposed in The Public and Its
Problems that intellect and politics meet in the domain of the
local.8
Dewey argued, most notably in Experience and
Nature, that the scholar must begin with the ordinary life experiences he or she shares with
others. From that point, the scholar moves into the world of
disciplinary knowledge, only to return to local life for further dialogue. The
special contribution of scholarship to this public conversation is its access to
a refined and severe method of thought. In evaluating the worth of a
scholar's participation in such dialogues, Dewey proposed the following test.
Does the scholar's special knowledge, when "referred back to ordinary
life-experiences . . . render them more significant, more luminous to us,
and make our dealings with them more fruitful? Or does it terminate
in rendering the things of ordinary experience more
opaque?"9
Dewey's vision of academic knowledge is activist. He would have
us look around ourselves for interesting objects of inquiry and repair, as
he himself did in fields ranging from elementary education, to
international conflicts, to organization of workers, to the justice of Stalin's
condemnation of Trotsky. But, contrary to Hofstadter's critique, Dewey does not
reduce intellect to activism.10 No philosopher of education placed intrinsic
interest closer to the center of a theory of human thinking. Moreover, to
engage social life, as Dewey's example reveals, one must confront
fundamental philosophical questions about the nature of knowledge and the
foundation of rights.
We work too hard to keep the world around us at bay. Especially
for those of us affiliated with urban institutions, our local world is larger
than we think: around us are sources of moral insight and energy,
wonderfully complex intellectual problems, and communities of non-academic
talent with whom we might well collaborate. Interaction between the
two domains of Emersonian consciousnessthe world of ideas and the
world of quotidian existencestimulates new thinking within disciplines. But
our sense of autonomy and superiority works against us.
I might note here that the UCLA literary critic Samuel Weber,
working from the perspective of the "virtualization" of the university, arrives at
a similar critique of the academic organization of "sovereign
`fields'" separated from a pragmatic "understanding of the world in which
[students] must not merely work but also
live."11
Since we are in Philadelphia, I mention the fascinating project
developed some years ago by the Classics Department at Penn. In
collaboration with a West Philadelphia community development corporation,
they organized a community-based course on the nature of political society.
It provided a clarifying perspective on the nature of the polis, as it
promoted fresh thinking about contemporary urban politics. It represented neither
a corruption of the discipline, nor a crudely simplified popularization
of humanistic knowledge. It exemplified the vitality of the bodies
of knowledge universities preserve, expand, refine, and periodically
return to society.
I will devote my remaining time to the brief development of three
themes that derive from the orientation I have set forth. I have rubrics for them:
first, From Excellence to Distinction; second,
From Nationalism to Multiculturalism; and third,
From Academic Knowledge to Democratic
Knowledge.
1. From Excellence to Distinction
In a recent, provocative, and aptly titled book,
The University in Ruins, the late Bill Readings deplored the ubiquity of "excellence" in the discourse
of higher education. Fifteen years ago, "excellence" was a
neo-conservative code word meant to suggest the weakness of new fields and of
scholars marked by more diverse origins and different professional styles.
Later, Readings complained, "excellence" came to be used in university
promotion in a meaningless way.12 Excellence today has become a slogan, not
a focused vision. There is no distinctive meaning or ambition implied in
this term. Aspiration is thereby reduced to the national rankings in
U.S. News & World Report or the SAT scores of incoming classes. These markers
are not without merit, but they are limited: they refer to no
articulated educational purpose, but only to market competition. The result is a
narrow sameness among institutions.
Back in 1968, David Reisman and Christopher Jencks published
The Academic Revolution. Despite the conjuncture of title and moment, it
was not about student activism. It was a critique of the growing uniformity
of aspiration in higher education. Higher education had been marked by
more institutional and curricular variation before the war than after.
Institutions, ambitious but averse to risk, looked to a national template,
committing themselves to mimicry rather than local invention. Reisman and
Jencks lamented the absence of vision, imagination, and local
distinction.13 Matters have gone from bad to worse since 1968. In a remarkably diverse
societysending the most diverse body of students to college in historywe
have so very few distinctive institutions, in terms of curriculum, finances,
or organizational structure.
Focusing on "distinction" rather than "excellence" will be
helpful. Distinction implies not only standing but also special content. And I
think the most promising approach to distinction involves connecting to the
local, developing local opportunities. Yet we too often fear the local. We
want to be able to market ourselves and draw students from as wide a pool
as possible.
Our new global society would seem to encourage this translocal
point of view, but I think in fact that it invites the opposite.
Worldliness encourages an awareness of the multiplicity of cultures and
knowledge bodies; Clifford Geertz's essays on Local
Knowledge, published in 1983, have become more, not less,
pertinent.14 One must enter the global
society from a particular place, and with a distinctive outlook. We must
preserve the history and knowledge of those places where layers of culture
have been deposited. Otherwise, the ever-expanding market will
dissolve culture completely, and the humanities will find themselves out of
business in quick order.
Again: our nineteenth century precursors provide a useful model.
They created a national system of universities, libraries, and museums largely
to defend against a market model of culture, morality, and politics. The
trick, as they knew, was and is both to engage and to regulate the market.
The intellectual traditions of the humanities are a bulwark against the
total commercialization of culture, but humanists must follow a policy
of constructive engagement: what Michael Walzer calls "connected
criticism," rather than
isolation.15 And it is on the local terrain that academic
culture must renegotiate its relation to society, seeking always local distinction.
2. From Nationalism to Multiculturalism
If the humanities are to contribute to the creation of a multicultural
tradition of art and learning, they will most likely achieve this goal locally,
where knowledge and experience can intermingle The invention of the
modern nation involved notions of firm boundaries, administrative uniformity,
and social homogeneity (none of which is characteristic of empires). I do
not propose a new imperialism, but a new metropolitanism does appear to
be coming into its own at this time. Cities and regions today probably play
a larger role in world history than at any time since the early modern
period in the West; unlike nations, they have always represented centers
of diversity.
To consider the notion of new cultures built by immigrants
and previously oppressed groups is very threatening in the context of
national identities. Yet if we think of metropolises, instead of nations, as the key
units of society and culture, the prospect of diversity is less threatening.
Cities have always been cosmopolitan, and they have always redefined
their culture through inclusion. It is worth recalling that the great
achievements that made New York City an international capital of culture after World
War II depended upon an explicit decision by artistsincluding several of
the abstract expressionists, musicians, George Balanchine, and Martha
Grahamto forego representing the nation, focusing instead on capturing
the culture of the city. The same can be said of many different forms of
popular culture.16
By focusing academic culture on the metropolis instead of on
national cultures in which universities are deeply implicated, one might
thereby hasten the creation of the pluralized public culture that must emerge in
the coming generationnot only in the United States, but in every
open, democratic society. The metropolis is a plausible site for constructing
the sense of a global culture needed to support the cosmopolitanism
proposed by Martha Nussbaum and others in a recent symposium in
The Boston Review. The world economy and culture, it seems, are
increasingly organized around a network of international cities. The emerging
global culture has some resemblance to the eighteenth century
cosmopolitan republic of letters, an ideal inherited by the modern university.
Today's cosmopolitanism, however, extends more deeply into the social body.
The pluralized culture of the university resembles the complex life of
contemporary immigrants neighborhoods. Residents live at once in
place-specific urban neighborhoods and in diasporic networks that are not unlike
the disciplinary channels that organize academic communications and
work across space. Out of this common experience, widely shared in the life of
the contemporary metropolis, a worldly humanistic culture well might emerge.
3. From Academic Knowledge to Democratic Knowledge
If humanistic scholarship is to contribute as much as possible to
these changes, a new relationship to the multiple places of knowledge in
the metropolis will be necessary. Academics will always need to
acknowledge the legitimacy, if not necessarily the sufficiency, of the vernacular or
local language of social and cultural definition. We must be
intellectually ambidextrous. As John Bates Clark was developing the theory of
marginal economics at the turn of the century, he was locating his work within
a popular discursive framework that referred not to disciplinary agendas
or theories but to such commonplace issues as "city problems," "the
labor question," and the "social
question."17 Only later did economics close
itself off from such public discourse.
To the extent that we follow a pattern of withdrawal from the
public culture, we become vulnerable to those simple questions that often
enrage us: What do you do? What good is it? We err if we respond that "it's
none of your business" or that "you would not understand," which amounts
to the same thing. These are fair questions, and if we cannot answer them
for our neighbors in everyday language, we should be concerned.
Our hubris goes back to Plato's academy; whatever our opinion of
Plato, we seem all to have absorbed his disdain for vernacular knowledge,
the common and discursive knowledge of a place. We must have the
courage to follow the distinguished political scientist, Charles Lindblom, who
has made a good case for the limits of academic knowledge and the
intelligence of democracy.18 To forego local knowledge, the knowledge produced
by diverse sources in diverse sites, is to limit both our creativity and
our usefulness. Protecting narrow (and comforting) boundaries for
academic pursuits brings with it the risk of losing a significant voice in
contemporary accounts of nature, society, and culture. Alternative, not-for-profit sites
for knowledge-making are being developed to assemble vital knowledge
not being produced by universities. Research and advocacy groups are
under-mining the university's presumed monopoly on authoritative knowledge.
Fascinating research recently reported by an international team
of sociologists in The New Production of
Knowledge (1994) argues that more and more knowledge will be developed outside of universities,
in opportunistic and transdisciplinary settings. The intellectual style in
these places is different from that associated with the university. Theory is
much closer to the point of use than is the case of university-based
knowledge, and that interplay, even near assimilation, of theory and practice may
be a source of both vitality and invention. The process of making
knowledge coincides with the process of dissemination, thus dissolving the
old categorical distinction between production and popularization, theory
and practice.19 If academics are to engage this developing intellectual
milieu, they will do so locally or not at all.
If we academics disdain such work, we not only risk
marginalization, but also cut ourselves off from a needed stimulus. We must
acknowledge the inherent value of multiple sites and styles of knowledge
production. That implies a continual renegotiation of our relation to our society and
to that society's many and diverse habitats of knowledge. In making
this assertion, I would not wish to be understood as saying that the
university must cease to be a distinctive habitat of knowledge. To the contrary, I
am pleading for a distinctiveness achieved without isolation. Creativity
depends upon interaction among many different approaches. I am
convinced that our work can be carried out best by acknowledging the placeness
of intellect and the fruitfulness of Emerson's notion of the
intellectual's "double consciousness."
Notes
1 Francis Wayland, Thoughts on the Present Collegiate System in
the United States (1842), excerpted in American Higher Education:
A Documentary History, eds. Richard Hofstadter and Wilson Smith (2
vols; Chicago: University of Chicago Press, 1961) I, 371-72. [Back to text.]
2 Richard Hofstadter, "The Revolution in Higher Education,"
Paths of American Thought, eds. Arthur M. Schlesinger, Jr. and Morton
White (Boston: Houghton Mifflin, 1963) 269-90. [Back to text.]
3 David Damrosch, We Academics: Changing the Culture of the
University (Cambridge, MA: Harvard University Press, 1995). [Back to text.]
4 Jürgen Habermas, Theory of Communicative
Action (2 vols.; Boston: Beacon, 1985) II, 113-98. [Back to text.]
5 What follows draws upon but does not precisely follow Bill
Readings, The University in Ruins (Cambridge, MA: Harvard University
Press, 1996). [Back to text.]
6 Charles A. Beard, An Economic Interpretation of the
Constitution (New York: Macmillan, 1913). [Back to text.]
7 Cited in R. Jackson Wilson, In Quest of Community: Social
Philosophy in the United States, 1860-1920 (New York: Oxford, 1970) 28. [Back to text.]
8 John Dewey, The Public and Its
Problems (1927; Columbus: Ohio State University Press, 1980). [Back to text.]
9 John Dewey, Experience and Nature
(LaSalle, IL: Open Court, 1929) 9-10. [Back to text.]
10 See Richard Hofstadter, Anti-Intellectualism in American
Life (New York: Knopf, 1963) part V. [Back to text.]
11 Samuel Weber, "The Future of the University: The Cutting Edge,"
Ideas of the University, ed. Terry Smith (Sydney: University of
Sydney, Research Institute for the Humanities and Social Sciences, 1996) 62-63. [Back to text.]
12 Readings, chap. 2. [Back to text.]
13 Christopher Jencks and David Reisman,
The Academic Revolution (Garden City, NY: Doubleday, 1968). The argument is threaded
through the book, but in summary form it may be found in chapter one. [Back to text.]
14 Clifford Geertz, Local
Knowledge (New York: Basic Books, 1983). [Back to text.]
15 See Michael Walzer, The Company of
Critics (New York: Basic Books, 1988). [Back to text.]
16 See Thomas Bender, New York Intellect: A History of Intellectual Life
in New York City, from 1750 to the Beginnings of Our Own
Time (New York: Knopf, 1987) 335. [Back to text.]
17 On Clark and his generation of economists, see Dorothy Ross,
The Origins of American Social Science (New York: Cambridge
University Press, 1991) 98-122. [Back to text.]
18 Charles Lindblom, Inquiry and Change: The Troubled Attempt
to Understand and Shape Society (New Haven: Yale University
Press, 1990). [Back to text.]
19 Michael Gibbons, Camille Limoges, Helga Nowotny,
Simon Schwartzman, Peter Scott, and Martin Trow,
The New Production of Knowledge: The Dynamics of Science and Research in
Contemporary Societies (London: Sage Publications,
1994). [Back to text.]
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